Carta open forum

 View Only

Adding co-founder post-incorporation: transfer existing shares or issue new?

  • 1.  Adding co-founder post-incorporation: transfer existing shares or issue new?

    Posted 10 days ago

    I incorporated solo via Stripe Atlas (Delaware C-corp). Issued myself founder shares (all of it except for employee pool is in my name) at par value and filed 83(b). Now bringing on a co-founder and want to give them a significant equity stake.

    What's the cleanest approach:

    1. Transfer portion of my existing shares to co-founder (gift or sale at par value)
    2. Surrender shares back to company (at no cost), then reissue to co-founder
    3. Issue new shares to co-founder (expanding total issued shares) to get the right equity split

    Main concerns:

    • Tax implications for both parties (gift tax, capital gains, 83(b))
    • QSBS eligibility preservation
    • Proper vesting setup for co-founder
    • Investor optics
    • Paperwork involved (Less is preferable and self-serve via Carta is preferable compared to engaging an attorney besides for advice)

    Company Context:

    • It's been 40ish days since I assigned the shares to myself, filed for 83(b) to now.
    • Completely is completely bootstrapped and FMV hasn't changed at all (pre-revenue) - no external investors.

    Any guidance on the right structure appreciated. Thanks!



    ------------------------------
    Mukil Kesavan
    ------------------------------