Learning Lab recap: Compliance 101 — July 7

Thank you to everyone who joined today's Compliance 101 Learning Lab with Brianne Villamor, Customer Enablement Manager! The recording is embedded below, and the slide deck is attached.

Recap highlights:

• UK Company House Filings -- Brianne walked through Carta's new feature for filing Companies House documents, covering the two main filing types: CS01 confirmation statements and SH01 returns of allotment, and the credentials needed to get started (company authentication code and presenter ID).

• Company Settings and Permissions -- Key setup requirements were covered, including certificated shares, user roles (Full Access or Company Editor), board tabs, signatories, and company contacts needed before filing.

• Sandbox Environment -- Participants got a walkthrough of Carta's sandbox environment for safe hands-on practice that resets daily.

• Cap Table Hygiene and Share Transfers -- Brianne demonstrated how to verify share classes, stakeholders, and historical filing dates, and walked through the process of creating transfers and generating new certificates.

• Company Registers and Compliance Filings -- The team showed how to track transfer approvals, publish filings, and generate Companies House filings independently of the signature workflow.

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